Compliance Specialist – Compliance Assist

ChiStats is an award-winning Data Science and AI Engineering company building intelligent technology solutions for the Financial Services and BFSI ecosystem. From AI-powered compliance platforms to scalable data products, we help financial institutions simplify complexity, automate operations, and stay ahead in a rapidly evolving regulatory landscape. Our flagship platform, ComplianceAssist, enables Mutual Funds, AMCs, PMS, and AIFs to transform regulatory compliance into a streamlined, automated, and insight-driven process. As we continue to expand, we are building the next generation of AI-led products and solutions for the WealthTech industry. About the Role - ComplianceAssist is ChiStats' AI-enabled compliance platform for Asset Management Companies. We are looking for a compliance professional with practical experience in the Indian BFSI regulatory environment to join our Product team. The role involves applying compliance expertise to a technology-enabled product. You will work with Product and Technology teams to interpret regulatory requirements, review compliance workflows and outputs, identify gaps, and help ensure that ComplianceAssist reflects real-world compliance practices. Requirements Key Responsibilities Analyse SEBI, AMFI, and other relevant regulatory circulars and requirements and assess their impact on compliance processes. Review compliance workflows and AI-assisted outputs against applicable regulatory requirements for accuracy and completeness. Identify gaps or incorrect interpretations and work with Product and Technology teams to resolve them. Provide domain inputs on compliance processes, requirements. Participate in testing and validation of new and enhanced features from a compliance perspective. Stay updated on relevant regulatory developments and identify implications for the product. Contribute to improving ComplianceAssist based on practical knowledge of AMC and BFSI compliance processes. Support client or product discussions where compliance domain expertise is required. What We're Looking For 3–6 years of experience in Compliance / Regulatory Compliance, preferably within an AMC, mutual fund, or financial services organisation. Good working knowledge of SEBI and AMFI regulations and compliance requirements relevant to asset management. Practical understanding of regulatory circulars, compliance obligations, monitoring, reporting, and related processes. Ability to interpret regulatory requirements and assess their impact on business or compliance processes. Strong analytical skills and attention to detail, with the ability to identify gaps between regulatory requirements and product outputs. Good communication skills and ability to work effectively with Product and Technology teams. Comfortable working in a technology-driven environment and interested in the application of AI to compliance. Nice to Have Experience across more than one AMC or financial services organisation. Exposure to RegTech, compliance transformation, or technology-led process improvement. Familiarity with AI/LLM-based applications.